代理人

2018年9月28日 LegalLingo 0 Comments

1.为客户进行证券买卖的人士或机构

2.持有销售保险许可证的人士

3.代表证券经纪行或发行人向公众出售或尝试出售证券的证券销售人员。

Agent

1.

An individual or firm that places securities transactions for clients.

2.A person licensed by a state to sell insurance.

3.A securities salesperson who represents a broker-dealer or issuer when selling or trying to sell securities to the investing public.